Roth IRA Conversions

Dean A. Barda, CFP®

December 11, 2020

Contact

Office: (530) 272-1345

565 Brunswick Road

Suite 8

Grass Valley, CA 95945

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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Apple and Associates is a Registered Investment Advisor registered with the state of California.

These web pages should not be construed as an offer to recommend or sell securities, insurance or advisory services in any state in which the above individual is not licensed and/or registered to do so.

Daniel Apple's insurance license number: 0675786

Dean Barda's insurance license number: 0M03062

Privacy Policy:
How We Obtain Information:
In connection with providing investment products, financial advice, or other services, we obtain nonpublic personal information about you, including:

Information we receive from you on the new account form and account applications;
Information about your transactions with us or others, including your financial advisor; and
Information received from service bureaus or other third parties;
Information We Disclose:

We will not disclose information regarding you or your account with us except under the following circumstances:
To your registered representative;
To establish or maintain an account with an unaffiliated third party; such as a clearing broker providing services to you;
To governmental entities or other third parties in response to subpoenas or other legal processes as required by law;
Security of the Information:

Only those individuals who need it to perform their jobs are authorized to have access to confidential client information. We maintain physical, electronic and procedural security measures that comply with applicable state and federal regulations to safeguard confidential client information.

Closed or Inactive Information:
If you decide to close your account(s) or become an inactive customer we will adhere to the privacy policies and practices as described in this notice.

Changes to this Privacy Policy:
Our policy about obtaining and disclosing information may change from time to time. We will provide you with notice of any material change to this policy before we implement this change.